HORIZON EUROPE'S LEGAL, FINANCIAL & ADMINISTRATIVE RULES

A Report on their Practical Use — Interactive Survey Dashboard

📊 1,360 responses🌍 HE Member States & Associated Countries📚 Horizon Academy (NCP4HE)📄 Full analysis available at doi.org/10.5281/zenodo.18786447
🔍 Active filters: — responses
1

Survey Demographics

Profile of the 1,360 respondents
▸Introduction

This dashboard presents the results of a comprehensive survey exploring how Horizon Europe's legal, financial and administrative rules function in practice. Conducted within the Horizon Academy (NCP4HE) project, the survey gathered 1,360 valid responses from beneficiaries across EU Member States and Associated Countries — including coordinators, research managers, administrators, and researchers directly involved in project implementation.

The dashboard supports an evidence-based exploration of beneficiaries' experience with key aspects of Horizon Europe, including grant agreements, consortium agreements, personnel costs, other direct cost categories, simplified funding schemes (notably lump sum funding), the Funding & Tenders Portal, and horizontal requirements such as IP management and Open Science. Each section includes key findings in a collapsible panel. It serves as an intuitive and interactive way to explore the dataset, complementing the full report.

The findings contribute to the ongoing discussions on programme simplification and provide relevant empirical input for the design of the next EU Framework Programme (FP10, 2028–2034). National Contact Points, research managers, policymakers and European Commission officers can use interactive filtering to explore subsets of responses tailored to their needs and interests.

Click any segment in the demographic charts below to filter the entire dashboard by that group. Filters are combinable — e.g. click a country, then a role to see only coordinators from that country. Click the same segment again to remove that filter.

Figure 1. Role of Respondents within their Organisation

In your organisation, you mainly work as:
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Figure 2. Role of Respondents in Horizon Europe Project

What is your role in the HE Project?
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Figure 3. Legal Status of Participating Organisations in HE Project

What is the legal status of your organisation?
Click a segment to filter

Figure 4. Size of Organisations Participating in the Survey

Number of employees
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Figure 5. Number of Survey Respondents per Country of Establishment

Please indicate the country where your Organisation is established
EU Member State
Associated Country
Click a bar to filter
2

Legal Rules

Grant Agreements and Consortium Agreements
▸Key findings

The Grant Agreement and the Annotated Grant Agreement are well understood and actively used by beneficiaries. The AGA is widely valued for its practical explanations, although users would welcome further improvements in clarity, usability and timely publication of updated versions.

The EC's corporate approach to harmonising Grant Agreements is viewed positively, but its benefits are not perceived equally by all beneficiaries, indicating a need for stronger communication of its advantages.

Consortium Agreements are perceived as effective in defining roles, responsibilities, financial arrangements and decision-making processes. In contrast, provisions on risk management and conflict resolution are seen as less clear or less consistently applied.

Beneficiaries continue to rely predominantly on the DESCA model. Integrating CA processes into the F&T Portal and strengthening guidance and training on CA negotiation and implementation would help beneficiaries navigate this area more confidently.

Figure 6. Familiarity with HE Grant Agreements

I am familiar with the terms and conditions set out in the HE GA

Figure 7. Helpfulness of the EC 'Corporate Approach'

The adoption of the 'corporate approach' for MGA was significantly helpful

Figure 8. Satisfaction with the Annotated Model Grant Agreement

I am highly satisfied with the HE AGA prepared by the EC

Figure 9. Effectiveness of the Consortium Agreement (CA) in Addressing Specific Aspects of HE Projects

To what extent do you agree the CA is effective at addressing:
Strongly Agree
Agree
Neutral
Disagree
Strongly Disagree
Don't know / N/A

Figure 10. Sources Used by Respondents for Preparing their Consortium Agreements

Which of the following sources did you use for preparing your CA? (Select all that apply)
3

Financial Rules

Personnel costs, other direct costs, simplified funding schemes
▸Key findings

Personnel costs are the area where beneficiaries face the greatest practical difficulties. Challenges increase markedly during project implementation, with terms such as "complex", "unclear", "error-prone" or "time-consuming" frequently used.

The calculation of the daily rate remains the most challenging aspect. The shift to day-equivalents is frequently described as confusing, and many beneficiaries would prefer returning to the more intuitive approach based on hours and hourly rates.

Lump sum funding has taken a positive step in reducing complexity. The Personnel Unit Cost option offers potential only if significantly adapted — especially through mechanisms that allow the rate to be updated over time.

Subcontracting is generally considered low-risk, yet many beneficiaries do not consistently follow core compliance principles. Travel, equipment and FSTP costs are not perceived as problematic categories — challenges arise mainly from internal processes rather than HE rules.

Internally invoiced goods and services are used relatively infrequently and are associated with uncertainty. In-kind contributions free-of-charge are rarely used; clearer guidance with concrete examples would help beneficiaries understand and correctly apply this scheme.

The MSCA unit-cost funding model is well-established and efficient. Key challenges include co-financing needs, mandatory deductions in host countries, and underpayment of researchers. Institutional contributions would benefit from a review and potential increase.

Figure 11. Complexity of Calculation of Eligible Personnel Costs

Overall, how would you assess the calculation?

Figure 12. Comparison of Calculation of Eligible Personnel Costs with National Grants

Is HE simpler than national grants?

Figure 13. Clarity and Ease of Applying Personnel Costs in Practice

Do you agree the following aspects are clear, manageable, and easy to apply?
Strongly Agree
Agree
Neutral
Disagree
Strongly Disagree
Don't know / N/A

Figure 14. Time-recording Schemes Used in Practice

What do you use to record the time worked on HE projects?

Figure 15. Simplification Potential in Personnel Costs

Do these aspects contribute to reducing administrative burden?
Strongly Agree
Agree
Neutral
Disagree
Strongly Disagree
Don't know / N/A

Figure 16. Steps Taken to Ensure Compliance of Subcontracting Costs

Which of the following steps do you take to ensure that your project's subcontracting costs comply with the HE rules? (select all that apply)

Figure 17. Internal Procurement Procedures for Purchases under HE

Did your organisation follow specific procurement procedures?

Figure 18. Travel, Accommodation & Subsistence — Main Challenges

Which are the main challenges you encounter?

Figure 19. Equipment Costs — Main Challenges

Which are the main challenges? (select up to two)

Figure 20. Financial Support to Third Parties (FSTP) — Main Challenges Faced by Respondents

What are the main challenges you faced when managing FSTP in your HE projects? (Select up to two challenges)

Figure 21. Internally Invoiced Goods & Services — Main Challenges

What are the main challenges?

Figure 22. Practical Experience in Declaring In-kind Contributions

Do you have practical experience declaring in-kind contributions provided by third parties in HE?

Figure 23. AGA's Clarity on Eligibility for In-kind Contributions

Does the AGA clearly explain eligibility?

Figure 24. Top Countries with Practical Experience in In-kind Contributions Provided by Third Parties

Number of respondents with practical experience, by country

Figure 25. Reintroduce "In-kind Contributions Against Payment"

Is it necessary to reintroduce this cost category?

Figure 26. Practical Experiences with Lump Sum Funding

Do you have practical experience with lump sum grants?

Figure 27. Challenges Completing the Lump Sum Budget Table

What challenges did you face? (respondents with LS experience)

Figure 28. Challenges in Work Plan and WP Splitting

When drafting the work plan (select all that apply)

Figure 29. Work Package Planning in Lump Sum Projects

I have optimally split the work packages

Figure 30. Understanding of Audit Procedures of Lump Sum Projects

Audit information on lump sum audits is sufficient

Figure 31. Combining Lump Sum and Personnel Unit Costs

Will combining LS and PUC be convenient?

Figure 32. Practical Experience with MSCA Schemes

Which MSCA scheme do you have experience with?

Figure 33. Challenges with Contributions for Recruited Researchers

What challenges regarding researcher contributions?

Figure 34. Challenges with Institutional Contributions

What challenges with institutional contributions?

Figure 35. Understanding of Long-term Leave Allowance

I clearly understand how to calculate the long-term leave allowance

Figure 36. Understanding of Audit Procedures in MSCA Projects

The information provided by the EC regarding MSCA audits is sufficient
4

Project Lifecycle

Proposal preparation, evaluation, grant agreement preparation, implementation, reporting, amendments
▸Key findings

The proposal preparation and submission phase is widely perceived as demanding and time-consuming, leading 29% of respondents to seek paid consultancy services — across all types of institutions and countries.

In the evaluation phase, a large proportion of beneficiaries still perceive a risk of subjectivity. Clearer communication of evaluation practices and stronger consistency across panels could help strengthen confidence.

The Grant Agreement Preparation phase is generally rated as straightforward and easy to understand, suggesting current EC procedures work well and should be largely maintained.

During implementation and reporting, beneficiaries most frequently point to the preparation of financial reports, coordination with partners and preparation for audits as main challenges. Beneficiaries would welcome simplified reporting templates and clearer guidance documents.

The amendment process is generally perceived as effective and predictable. However, the Simplified Approval Procedure remains little known, indicating a need for more systematic awareness-raising.

While many beneficiaries appreciate NCP support, a significant share either do not engage with them or are unaware of their existence — stronger visibility and communication efforts are needed.

Figure 37. Complexity of Proposal Preparation and Submission

Overall, the process is simple

Figure 38. Type of Organisations Seeking Paid Consultancy

Did you seek paid consultancy during Proposal Preparation?

Figure 39. Subjectivity of the HE Proposal Evaluation Process

Are there risks of subjectivity in evaluation?

Figure 40. Clarity of the Grant Agreement Preparation Process

The GAP process is straightforward

Figure 41. Challenges in Project Implementation and Reporting

What do you find most challenging?

Figure 42. Types of Project Amendments Encountered

Select all that apply

Figure 43. Perceptions on the Project Amendment Process

To what extent do you agree regarding HE Project Amendments?
Strongly Agree
Agree
Neutral
Disagree
Strongly Disagree
Don't know / N/A

Figure 44. Additional Support to Improve Implementation & Reporting

What would help? (select all)

Figure 45. Tools & Resources Used for Implementation & Reporting

Which EC tools do you use?

Figure 46. Satisfaction with NCP Support across Project Phases

To what extent is NCP support useful?
Strongly Agree
Agree
Neutral
Disagree
Strongly Disagree
Don't know / N/A
5

EU Funding and Tenders Portal

Search engine, partner search, proposal submission, RES
▸Key findings

Many beneficiaries continue to struggle with the search functionality of the F&T Portal. Improvements such as more effective keyword searches, free-text search and AI-based suggestions would be welcomed.

The Partner Search Tool remains rarely used and only exceptionally successful in helping identify suitable consortium partners. It would be useful for the EC to assess the tool's current effectiveness and explore options for improving its usability and visibility.

The Proposal Submission System experience is generally positive — many users find the process clear and easy, indicating the system functions well overall.

The Research Enquiry Service does not yet meet beneficiaries' expectations. Many are either unaware of the service or dissatisfied with the quality of responses, describing them as generic, delayed or insufficiently helpful.

Broader suggestions include resolving simultaneous editing issues, improving data export options, enabling better automation and validation features, enhancing search tools and stabilising the system during peak usage.

Figure 47. F&T Portal Search Engine for Calls

Does it help in identifying relevant Calls?

Figure 48. F&T Portal Partner Search Tool

Did you use the built-in Partner Search tool?

Figure 49. Submission of HE Proposal through F&T Portal

Is the submission clear and easy?

Figure 50. Relevance and Usefulness of RES Answers

Are answers from the Research Enquiry Service useful?
6

Horizontal Aspects

Communication, open science, gender equality, ethics, data protection, IP management & exploitation
▸Key findings

Across communication, open science, gender equality, ethics and data protection, beneficiaries report high awareness and understanding. However, implementing these requirements in daily project management remains challenging — the most cited barriers are insufficient staff capacity, limited budgets and a lack of structured training.

Guidance in some areas — particularly ethics, research integrity and GDPR — is not always sufficiently detailed or easy to interpret. Beneficiaries would welcome more practical examples, targeted training and opportunities for peer-learning.

While some beneficiaries actively pursue exploitation activities, many do not systematically follow up on their obligations or lack clarity on what qualifies as a project result. Greater visibility of exploitation examples and success stories would help.

The EU's dedicated exploitation tools (Horizon Results Platform, Results Booster, Innovation Radar, European IP Helpdesk, Enterprise Europe Network) have generally low uptake, but respondents who used them consistently rated them as helpful — suggesting that increased visibility and proactive promotion would be beneficial.

Beneficiaries report relatively few IP-related conflicts, indicating that HE rules and the Consortium Agreement provide a solid framework for intellectual property management.

Figure 51. Respondents' Familiarity with Horizontal Aspects of HE

To what extent are the rules clear for each aspect?
Strongly Agree
Agree
Neutral
Disagree
Strongly Disagree
Don't know / N/A

Figure 52. Challenges in Implementation of Horizontal Aspects

What are the primary challenges you face?

Figure 53. Formal Training Received on HE Horizontal Aspects

Have you received any formal training?

Figure 54. Exploitation and Further Use of HE Project Results

Our projects' results found further use

Figure 55. Resources / Services Used for Exploitation of Results

EC tools used and how helpful were they?

Figure 56. Conflicts in Management of IP

Have you encountered conflicts/major issues?

Figure 57. Additional Agreements for IP Management & Exploitation

Did you need to conclude further agreements?
📊

Data & Methodology

About the survey, dataset, and this dashboard
About this dashboard: Built from the raw survey dataset (1,360 responses, 137 variables). All 57 figures from the report. Combinable filtering: click any demographic segment in Tab 1 to filter all figures. Filters stack — e.g. select a country and a role to cross-filter. Click the same segment again to remove it.
1,360
Valid Responses
137
Survey Variables
57
Figures
7
Report Sections

Survey Methodology

Conducted within Task 2.4 of the Horizon Academy (NCP4HE) project. Distributed via the EU Survey Tool, primarily targeting organisations already funded under HE. Designed by Legal & Financial NCPs, led by RIF Cyprus (Task Leader) and TC Prague (WP Leader). Edited by Lenka Chvojková and Marcia Trillidou. Dashboard conceived, designed and developed by Maurizio Toscano (FECYT), Horizon Academy project coordinator.

Dashboard processing: All counts are computed client-side from the raw microdata. Multi-select questions are exploded by semicolon. Likert scales use the report's reversed colour mapping: ■ Strongly Agree, ■ Agree, ■ Neutral, ■ Disagree, ■ Strongly Disagree, ■ Don't know/N/A.

Data

Raw survey data available at zenodo.org/records/18788664

Dataset Structure

SectionColsTopics
Demographics0–12Role, project role, legal status, size, country
Legal Rules13–23GA familiarity, corporate approach, AGA, CA areas/sources
Financial – Personnel24–46Cost categories, time recording, challenges, simplification, overall assessment
Financial – Other Costs47–56Subcontracting, procurement, travel, equipment, FSTP, internal invoicing
Financial – In-Kind & Lump Sum57–68In-kind, lump sum experience, WP design, audit
Financial – MSCA69–75MSCA schemes, researcher/institutional challenges, leave, audit
Project Lifecycle76–97Proposal, evaluation, GAP, reporting, amendments, NCP support
F&T Portal98–106Search, partner search, submission, RES
Horizontal Aspects107–136Clarity, training, challenges, IP, exploitation tools
Horizon Europe's Legal, Financial & Administrative Rules — A Report on their Practical Use | Horizon Academy (NCP4HE) | Funded by the European Union
Dashboard developed by M. Toscano @ FECYT